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CTC will get a slap on the wrist for violations of Cboe guidelines

CTC LLC has agreed to pay a effective of $15,000 as part of a settlement masking alleged violations of Cboe Trade guidelines. Throughout in or about December 2022 via in…

bayu December 11, 2023

Forex

Nest Smart Petroleum will get a slap on the wrist for CME rule violations

Worldwide derivatives market CME Group has posted a discover of disciplinary motion in opposition to Nest Smart Petroleum LLC. Pursuant to a suggestion of settlement through which Nest Smart Petroleum…

bayu November 10, 2023

Forex

Decker & Co will get a slap on the wrist for failing to take care of required capital

Decker & Co, LLC has agreed to pay a positive of $35,000 as part of a settlement with the Monetary Business Regulatory Authority (FINRA). In December 2019, and once more…

bayu November 7, 2023

Forex

Ciclon Buying and selling Company will get a slap on the wrist for alleged violations of ICE guidelines

ICE Futures U.S. has revealed a discover of settlement of expenses towards Ciclon Buying and selling Company. A subcommittee of the Change’s Enterprise Conduct Committee decided that from January via…

bayu October 23, 2023

Forex

Tullett Prebon Power Singapore will get a slap on the wrist for ICE rule violations

ICE Futures U.S. has posted a disciplinary discover towards Tullett Prebon Power Singapore Pte. Ltd. On October 18, 2023, a subcommittee of the Change’s Enterprise Conduct Committee (BCC) decided that…

bayu October 19, 2023

Forex

HSBC Securities will get a slap on the wrist for violating CME recordkeeping necessities

Worldwide derivatives market CME Group has issued a discover of abstract motion as to HSBC Securities (USA) Inc. Pursuant to the outcomes of a again workplace CTR examination for commerce…

bayu August 11, 2023

Forex

TFS Power Derivatives will get a slap on the wrist for alleged violations of CME guidelines

Worldwide derivatives market CME Group has posted a discover of abstract motion in opposition to TFS Power Derivatives. On eight events in April 2023, TFS Power Derivatives didn't report block…

bayu June 21, 2023

Forex

StoneX Monetary will get a slap on the wrist for violating CME guidelines

StoneX Monetary Inc should pay a tremendous for violating CME guidelines regarding reporting of huge positions. The related discover of abstract motion was posted immediately by CME. In the course…

bayu May 3, 2023