SEC - Bayu.Uk

BarnBridge DAO, founders to pay over $1.7M to settle SEC fees

The Securities and Change Fee (SEC) immediately introduced that BarnBridge DAO, a purportedly decentralized autonomous group, and its two founders, Tyler Ward and Troy Murray, pays greater than $1.7 million…

bayu December 22, 2023

Forex

SEC fees Mara Investments for misappropriation of investor cash

The Securities and Alternate Fee (SEC) has charged Justin Murphy, a former resident of Greenwich, Connecticut, and his funding administration agency Mara Investments, LLC, for fraudulent misappropriation of roughly $3.4…

bayu December 15, 2023

Forex

SEC prices Titanium Capital with working Ponzi scheme

The Securities and Alternate Fee (SEC) has charged Florida-based Titanium Capital LLC and its founder Henry Abdo with working a Ponzi scheme that raised at the very least $5.3 million…

bayu December 15, 2023

Forex

SEC expenses dealer with fraudulent “free-riding” scheme

The Securities and Alternate Fee (SEC) has filed expenses in opposition to Andrew M. Komarow of Avon, Connecticut. The SEC’s criticism expenses Komarow with conducting a fraudulent “free-riding” scheme by…

bayu December 11, 2023

Forex

SEC brings costs towards 5 brokers, 4 cos for pre-IPO fraud

The Securities and Trade Fee (SEC) right now introduced costs towards Raymond J. Pirrello, Jr., Marcello Follano, Robert Cassino, Anthony DiTucci, Joseph Rivera, and their New Jersey or New York-based…

bayu December 7, 2023

Forex

SEC obtains remaining judgment towards CodeSmart defendant for function in alleged providing fraud

The New York Jap District Courtroom has entered a remaining judgment towards Marc Wexler, enjoining him from violating sure provisions of the federal securities legal guidelines. In line with the…

bayu December 6, 2023

Forex

SEC secures last judgment in opposition to Lupo Securities

The Securities and Change Fee (SEC) has obtained a last judgment in its case in opposition to Lupo Securities LLC. On December 4, 2023, the Honorable John Robert Blakey of…

bayu December 5, 2023

Forex

SEC obtains judgments in opposition to three defendants in insider buying and selling case

The US Securities and Trade Fee (SEC) has obtained judgments in opposition to defendants Joseph M. Dupont and Stanley Kaplan, who had been every charged with insider buying and selling…

bayu November 29, 2023

Forex

SEC prices Kraken for working as unregistered securities trade, dealer, vendor, and clearing company

The Securities and Trade Fee (SEC) has charged Payward Inc. and Payward Ventures Inc., collectively often called Kraken, with working Kraken’s crypto buying and selling platform as an unregistered securities…

bayu November 21, 2023

Forex

SEC fees Laidlaw and Firm (UK) with violations of Regulation Greatest Curiosity

The Securities and Alternate Fee (SEC) right now introduced settled fees in opposition to Laidlaw and Firm (UK) Ltd., a registered broker-dealer, and two of its registered representatives, Richard Michalski…

bayu November 20, 2023