Tag: Rock

  • SEC settles case in opposition to Bell Rock Capital and its principal

    The Securities and Trade Fee (SEC) has reached settlements in its case in opposition to Bell Rock Capital, LLC, and its principal, M. Cassandra Toroian, for working a multi-year “cherry-picking” scheme that defrauded Bell Rock shoppers. Amongst different issues, Defendants agreed to pay disgorgement of $883,597, prejudgment curiosity of $185,451, and mixed civil penalties of…

  • CFTC prices Crimson Rock Secured, CEO with perpetrating $61.8M fraudulent scheme

    The Commodity Futures Buying and selling Fee (CFTC) and state regulators in California and Hawaii as we speak introduced they’ve filed a joint civil enforcement motion within the U.S. District Court docket for the Central District of California towards Crimson Rock Secured LLC (Crimson Rock), its Proprietor and CEO, Shade-Johnson Kelly aka Sean Kelly, and…