regulator - Bayu.Uk

HK regulator warns in opposition to LonShiX and Bitbank (World) Monetary Holding Group

Hong Kong’s Securities and Futures Fee (SFC) right this moment issued a warning in opposition to “LonShiX” and “Bitbank (World) Monetary Holding Group”, suspected of participating in fraudulent actions purporting…

bayu December 20, 2023

Forex

HK regulator imposes $1M effective on Central Wealth Securities Funding Restricted

Hong Kong’s Securities and Futures Fee (SFC) has reprimanded and fined Central Wealth Securities Funding Restricted $1 million for failures in complying with the Securities and Futures (Monetary Assets) Guidelines…

bayu December 18, 2023

Forex

UK regulator warns towards crypto alternate LYKKE

The UK Monetary Conduct Authority (FCA) has issued a warning towards crypto alternate LYKKE. The regulator warns LYKKE could also be selling monetary providers or merchandise with out its permission.…

bayu December 8, 2023

Forex

NZ regulator makes everlasting cease order in opposition to David McEwen and entities linked to him

New Zealand’s Monetary Markets Authority (FMA) has made a everlasting cease order in opposition to David Elgar McEwen and entities related to him (McEwen and Associates). The entities related to…

bayu December 8, 2023

Forex

HK regulator fines Ruifeng Securities $5.2M for fund administration and account opening failures

Hong Kong’s Securities and Futures Fee (SFC) has reprimanded and fined Ruifeng Securities Restricted (RSL) HK$5.2 million over failures referring to its fund administration actions and account opening procedures. The…

bayu December 4, 2023

Forex

NZ regulator cancels Basis Recommendation Restricted’s monetary recommendation supplier licence

New Zealand’s Monetary Markets Authority (FMA) has cancelled Basis Recommendation Restricted (FAL)’s Monetary Recommendation Supplier (FAP) licence. FAL was an Auckland-based FAP providing recommendation on life and medical insurance in…

bayu November 28, 2023

Forex

HK regulator commences authorized proceedings in opposition to AMTD World Markets Restricted

Hong Kong’s Securities and Futures Fee (SFC) has commenced authorized proceedings asking the Courtroom of First Occasion to inquire into the circumstances of non-compliance by AMTD World Markets Restricted (AMTD,…

bayu November 23, 2023

Forex

Australian regulator suspends AFS licence of First Metropolis Company Advisory Companies

ASIC has suspended the Australian monetary providers (AFS) licence of First Metropolis Company Advisory Companies Pty Restricted. The rationale for the license suspension is that the corporate has didn't lodge…

bayu November 16, 2023

Forex

HK regulator publishes report on utility of e-HKD

The Hong Kong Financial Authority (HKMA) right now printed the “e-HKD Pilot Programme Part 1 Report” to debate the important thing findings and the HKMA’s evaluation of 14 pilots carried…

bayu October 30, 2023

Forex

HK regulator bans former accountable officer of Changjiang Company Finance for seven years

The Hong Kong Securities and Futures Fee (SFC) has prohibited Mr Ivan Chan Chuk Cheung, a former accountable officer (RO) of Changjiang Company Finance (HK) Restricted (CJCF), from re-entering the…

bayu October 11, 2023