Regulation - Bayu.Uk

SEC fees Laidlaw and Firm (UK) with violations of Regulation Greatest Curiosity

The Securities and Alternate Fee (SEC) right now introduced settled fees in opposition to Laidlaw and Firm (UK) Ltd., a registered broker-dealer, and two of its registered representatives, Richard Michalski…

bayu November 20, 2023

Forex

IOSCO finalizes coverage suggestions for world crypto regulation

After issuing a session again in Could for detailed suggestions relating to how you can regulate crypto and digital property in a extra coordinated method across the globe, the Worldwide…

bayu November 16, 2023

Forex

FX week in overview: New Capital.com CEO, Australia crypto regulation, BUX leaves UK, GTCFX in Cyprus

Who was named as the brand new CEO of Retail FX and CFDs dealer Capital.com, changing Peter Hetherington? What new crypto laws are being put in place in Australia? Why…

bayu October 22, 2023

Forex

Australian govt proposes amendments to Fee Techniques (Regulation) Act

The Australian authorities is updating the Fee Techniques (Regulation) Act 1998 to make sure regulators and authorities can handle new dangers associated to funds as the supply of funds evolves…

bayu October 11, 2023

Forex

SEC imposes $800,000 effective on Maxim Group for Regulation SHO violations

The Securities and Alternate Fee (SEC) as we speak introduced settled prices towards registered broker-dealer Maxim Group, LLC for violating federal securities legal guidelines governing the execution of brief gross…

bayu September 29, 2023

Forex

HKEX appoints Catherine Yien as Managing Director and Head of Listed Issuer Regulation

Hong Kong Exchanges and Clearing Restricted (HKEX) right now introduced the appointment of Ms Catherine Yien as Managing Director and Head of Listed Issuer Regulation, Itemizing Division. Ms Yien will…

bayu August 17, 2023

Forex

FINRA fines Instinet for violations of Regulation NMS

Instinet, LLC has agreed to pay a high-quality as part of a settlement with the Monetary Trade Regulatory Authority (FINRA). Throughout the interval from August 1, 2019, via September 28,…

bayu July 24, 2023

Forex

OneMain to pay $4.25M penalty to NY State for violations of DFS’s Cybersecurity Regulation

OneMain Monetary Group LLC pays a $4.25 million penalty to New York State for violations of DFS’s Cybersecurity Regulation. OneMain didn't successfully handle third-party service supplier danger, handle entry privileges,…

bayu May 25, 2023

Forex

Tickmill launches new Dubai workplace beneath DFSA Regulation

Main on-line buying and selling agency Tickmill has introduced that it has not too long ago opened its latest workplace, situated within the Emirates Monetary Towers. Joseph Dahrieh The Dubai…

bayu May 8, 2023