approving - Bayu.Uk

Wedbush Securities fined for approving $6.6M in hacker wire transfers

Wedbush Securities Inc has agreed to pay a high-quality of $350,000 as part of a settlement with the Monetary Business Regulatory Authority (FINRA). Between January 27, 2021, and February 4,…

bayu November 16, 2023

Forex

FCA restricts rebuildingsociety.com from approving crypto promotions

The UK Monetary Conduct Authority (FCA) imposed necessities on rebuildingsociety.com Ltd to limit it from approving cryptoasset monetary promotions. The regulator has used its powers beneath part 55L of the…

bayu October 10, 2023

Forex

FINRA fines Constancy Brokerage for flaws in approving clients to commerce choices

Constancy Brokerage Companies LLC has agreed to pay a positive of $900,000 as part of a settlement with the Monetary Trade Regulatory Authority (FINRA). From Might 2017 by means of…

bayu October 3, 2023